KYC / Sanctions / AML Disclaimer

Last updated: 30 September 2025

To protect our clients and comply with applicable laws, RdM may perform proportionate “Know Your Customer / Business” (KYC/KYB), anti-money laundering (AML) and sanctions screening in connection with valuation and S&P brokerage requests. By submitting information you acknowledge this screening may occur.

1) Purpose & scope

• Identity checks on individuals and entities (including directors/UBOs where appropriate);
• Adverse media and sanctions screening (e.g., UN, EU, UK, OFAC) and maritime risk signals (e.g., deceptive shipping practices);
• Basic vessel and ownership history from public/class sources (e.g., flag/class status, PSC deficiencies).

2) Sources & limitations

Checks rely on public records, licensed databases, and third-party tools. Results can be incomplete or out-of-date and are not definitive legal determinations. We do not provide legal advice or make final sanctions judgments.

3) Outcomes

• We may request clarifications, supporting documents, or decline/cease engagement where red flags arise.
• We do not facilitate evasion of sanctions/export controls or deceptive shipping practices.

4) Data handling

Data is processed as described in our Privacy Notice and retained only as necessary for compliance and record-keeping.

5) No reliance

Any KYC/KYB output is for commercial diligence only. You remain responsible for your own compliance, counterparty checks, and legal advice.

6) Contact

Compliance enquiries: connectwithus@reddotmarine.com